Cancellations, refunds, and reinvesting
What is Regulation Best Interest? Why has an investment been deemed not suitable or in my best interest?
OpenDeal Broker LLC is held to the legal standards under applicable federal and state securities laws, and the rules of self-regulatory organizations for broker-dealers such as FINRA. Among other things, these regulations require broker-dealers to have reasonable grounds for believing that any security specifically presented to you is suitable given your investment objectives and other risk factors. Your investment may have been deemed not suitable for you based on your responses to the suitability questionnaire you completed before/after investing. If you would like more information or believe that you are suitable to invest in a specific offering please contact us at info@thecapitalr.co.